Sales & Trading

H.C. Wainwright’s Sales & Trading team utilizes extensive industry expertise to provide the firm’s relationships with a unique platform for trading stocks. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, our Sales & Trading team specializes in block trading and providing liquidity in these securities with as little market impact as possible. We place high-value on delivering industry-leading insights and real-time execution. The bedrock of our Sales & Trading team lies in its trusted relationships with clients and understanding their methodology and objectives. H.C. Wainwright’s sales and trading team utilizes its expertise and cutting edge technology to deliver personalized attention and superior service.

For more information, please contact Mark W. Viklund, CEO, at 212.356.0500.

By having an in-depth understanding of our clients’ objectives and expectations, we are able to pinpoint appropriate buyers for a company’s securities under various market conditions.

Our Services

FINRA's public disclosure program toll free hotline number is 1(800) 289-9999 and FINRA's website address is: http://brokercheck.finra.org/ Public may access FINRA Broker Check to lookup broker and Firm's regulatory record.

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